Wendy Sullivan, CIA, CRCM
Senior Vice President of Virtual Partners, Compliance Alliance
Wendy Sullivan, CIA, CRCM, is Senior VP of Virtual Compliance Officer services at Compliance Alliance. With nearly 20 years in banking, she has worked with banks of all sizes to implement and audit compliance management systems. She holds an MBA and has a strong passion for supporting community banks. Wendy specializes in developing policies, navigating regulatory changes, and strengthening compliance through internal audit. Her well-rounded experience makes her a valuable asset. She is also a featured C/A author.
All Sessions by Wendy Sullivan, CIA, CRCM
From Checkbox Compliance to Useful Intelligence: 314(b), SAR Decisions, and Better BSA Information Sharing
This session discusses recent efforts made by FinCEN to level the playing field when it comes to fraud. Undoubtedly criminals are sharing tips and tricks to continually become more sophisticated, but is the financial industry doing the same? With a constant focus on privacy, it can be challenging to walk the line between fraud prevention and illegal sharing. Attendees will come away with strategies to navigate these challenges.
